European Case Law Identifier: | ECLI:EP:BA:2019:T171216.20190919 | ||||||||
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Date of decision: | 19 September 2019 | ||||||||
Case number: | T 1712/16 | ||||||||
Application number: | 12151468.1 | ||||||||
IPC class: | B32B 27/32 B65D 71/00 |
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Language of proceedings: | EN | ||||||||
Distribution: | D | ||||||||
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Title of application: | Naked collation package | ||||||||
Applicant name: | Innovia Films Limited | ||||||||
Opponent name: | Irplast S.p.A. Treofan Germany GmbH & Co. KG British-American Tobacco (Investments) Limited |
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Board: | 3.3.09 | ||||||||
Headnote: | - | ||||||||
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Keywords: | Main and first to fourth auxiliary requests: admission into the appeal proceedings - (yes) Main and first to fourth auxiliary requests: sufficiency of disclosure - (no) |
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Summary of Facts and Submissions
I. The appeal was filed by the proprietor against the decision of the opposition division to revoke European patent No. 2 447 058. The application for the patent was filed as a divisional application from the earlier European patent application No. 08 788 633.
II. In their notices of opposition, the three opponents requested the revocation of the patent in its entirety on grounds under Article 100(a) EPC (lack of novelty and lack of inventive step), Article 100(b) EPC and Article 100(c) EPC.
III. In its decision the opposition division decided that the main request and the first auxiliary request, both filed during the oral proceedings before the opposition division (annexed to the decision as "annex I" and annex II) were to be admitted into the proceedings but that the invention underlying these requests did not comply with Article 83 EPC.
IV. In its statement setting out the grounds of appeal the proprietor (the appellant) requested that the decision of the opposition division be set aside and that the patent be maintained on the basis of the main request or alternatively the first to third auxiliary requests, all requests filed with said statement. The appellant referred to D24, already filed during the opposition proceedings and to two new documents, D45 and D46, which were filed together with said statement:
D24 |Experimental report filed by opponent 2 by letter dated 19 December 2014|
D45:|Expert opinion of E. M. Mount III dated 4 October 2016 |
D46:|Statement of grounds of appeal in case T 52/15 (the parent case). |
V. The main request is identical to the main request before the opposition division. Claim 1 of the main request reads:
"1. A method for forming a naked collation package wherein a naked collation film is rendered incompatible for sealing purposes at a sealing condition comprising conditions of elevated temperature above 100°C and pressure and a dwell time with a polyolefinic material wrapping individual packages, the naked collation film having A to B, A to A and/or B to B sealing compatibility with itself at the sealing condition, the polyolefinic material of the outer sealing layer B of the naked collation film being selected for sealing compatibility with B and for sealing compatibility with A under the sealing condition but the polyolefinic material of the inner sealing layer A being selected for sealing incompatibility at the sealing condition with the filmic polyolefinic material of the individually wrapped packages, the sealing incompatibility being provided by providing in at least an inner sealing layer of the naked collation film at least one polyolefinic material derived from a monomer of different chain length from a monomer from which at least one polyolefinic material in the filmic material of the wrapped individual packages is derived, the method further comprising the steps of:
a. providing an arrangement of packages individually wrapped in a filmic polyolefinic material;
b. providing the naked collation film for nakedly wrapping said individually wrapped packages, the naked collation film comprising a polyolefinic core layer C, a polyolefinic inner sealing layer A on the inner surface of the naked collation film and a polyolefinic outer sealing layer B on the outer surface of the naked collation film;
c. arranging the individually wrapped packages in an ordered configuration in contact with polyolefinic sealing layer A of the naked collation film;
d. wrapping the naked collation film around the ordered configuration of individually wrapped packages to form a film tube with overlapping edges;
e. forming a girth seal by heat sealing together the overlapping edges of the film tube, without sealing inner sealing layer A to the filmic polymeric material of the individually wrapped packages; and
f. forming envelope seals at each end of the package by folding in the film tube and heat sealing the folded ends, without sealing inner sealing layer A to the filmic polymeric material of the individually wrapped packages.
wherein the polymeric material of the inner sealing layer comprises at least one polyolefinic component having a low heat seal threshold and/or the polymeric material of the outer sealing layer comprises at least one polyolefinic component having a low heat seal threshold, meaning that the sealing layer comprising the polyolefinic material having the low seal threshold will seal to itself and/or the other sealing layer of the naked collation film at a temperature of less than 130°C when subjected to a sealing condition of 5psi at a 0.2s dwell time,
wherein the external surface of the filmic polyolefinic material of the individually wrapped packages comprises at least one polyolefinic component derived from a monomeric olefin having a carbon chain length x, and the polyolefinic material of the inner sealing layer A comprises at least one polyolefinic component derived from a monomeric olefin having a carbon chain length y, y being different from x, wherein both x and y are from 2 to 4, wherein the seal strength of the or each sealing layer of the naked collation film to itself and/or the other sealing layer of the naked collation film is at least 50g/25mm higher than the seal strength of the sealing layer to the polyolefinic film material of the unit wraps."
VI. The first auxiliary request is identical to the first auxiliary request before the opposition division. Claim 1 thereof differs from claim 1 of the main request in that after the definition of the carbon chain length x and y as from 2 to 4 the following additional paragraphs were inserted (introduced by "wherein:"):
"a. when the surface polyolefinic material of the individually wrapped packages comprises a polyethylenic component, the polyolefinic material of the inner sealing layer A comprises a polypropylenic component and a polybutylenic component, and the polyolefinic material of the outer sealing layer B also comprises a polypropylenic and/or a polybutylenic component;
b. when the surface polyolefinic material of the individually wrapped packages comprises a polypropylenic component, the polyolefinic material of the inner sealing layer A comprises a polyethylenic component and/or a polybutylenic component, and the polyolefinic material of the outer sealing layer B also comprises a polyethylenic and/or a polybutylenic component; and
c. when the surface polyolefinic material of the individually wrapped packages comprises a polybutylenic component, the polyolefinic material of the inner sealing layer A comprises a polyethylenic component and/or a polypropylenic component, and the polyolefinic material of the outer sealing layer B also comprises a polyethylenic and/or a polypropylenic component;".
VII. Claim 1 of the second auxiliary request differs from claim 1 of the first auxiliary request in that the first "and/or" mentioned in the newly introduced paragraph c. is replaced by an "and".
Claim 1 of the third auxiliary request differs from claim 1 of the first auxiliary request in that the first "and/or" mentioned in the newly introduced paragraphs b. and c. is replaced by an "and".
VIII. In their reply to the statement setting out the grounds of appeal the opponents (respondents 1, 2 and 3) requested that the appeal be dismissed. Furthermore, respondent 2 requested that the appeal be rejected as inadmissible, that the main request, the first to third auxiliary requests and D45 and D46 not be admitted into the appeal proceedings. Respondent 3 objected only to the admission of the second and third auxiliary requests and D45. Respondent 1 filed the following document:
D47:|Expert opinion of F. Ciardelli, filed by letter dated 20 February 2017.|
IX. By letter dated 10 June 2019 the appellant filed a fourth auxiliary request. In this and in a following letter the appellant presented further arguments relating to the issue of added subject-matter. It also requested that for any discussion on this issue the case be remitted to the opposition division.
X. Claim 1 of the fourth auxiliary request differs from claim 1 of the first auxiliary request in that the two following features were deleted:
"meaning that the sealing layer comprising the polyolefinic material having the low seal threshold will seal to itself and/or the other sealing layer of the naked collation film at a temperature of less than 130°C when subjected to a sealing condition of 5psi at a 0.2s dwell time"
"wherein the seal strength of the or each sealing layer of the naked collation film to itself and/or the other sealing layer of the naked collation film is at least 50g/25mm higher than the seal strength of the sealing layer to the polyolefinic film material of the unit wraps".
XI. In their further letters, respondents 1 and 2 requested that the fourth auxiliary request not be admitted into the appeal proceedings. Respondent 2 requested that the issue of added subject-matter be dealt with on appeal. Further arguments relating to added subject-matter and sufficiency of disclosure were presented.
XII. The parties were summoned to oral proceedings. In a written communication the board drew their attention to the points to be discussed. On 19 September 2019 oral proceedings took place before the board. As announced, respondent 3 was not represented. Respondent 2 withdrew its request that the appeal be rejected as inadmissible. At the end of the debate the chairman announced the decision.
XIII. The appellant's arguments, where relevant to the decision, may be summarised as follows.
All requests had to be admitted into the appeal proceedings. The main request and the first auxiliary request corresponded to the requests admitted into the opposition proceedings by the opposition division. There were no grounds for overruling the opposition division's decision to admit them.
The second and the third auxiliary requests were filed with the statement setting out the grounds of appeal. They were based on the first auxiliary request and contained simple amendments which addressed the grounds for revocation.
The fourth auxiliary request addressed the objection of added subject-matter, taking into account the outcome of decision T 52/15 relating to the parent case.
D45 and D46 mainly addressed issues relating to lack of sufficiency of disclosure, which represented grounds for revocation. They were filed at the earliest possible stage of the appeal proceeding as a direct reaction to the opposition division's decision and had to be admitted.
The main request and the auxiliary requests did not contain subject-matter that extended beyond the content of the application and the parent application as filed. All of the features of claim 1, including the values for temperature, pressure and time, were preferred in those applications. Combining the latter did not create new subject-matter. Some of these values were deleted in the fourth auxiliary request.
The claimed invention was sufficiently disclosed and could be carried out by the skilled person without undue burden. The inventive concept of the invention resided in the selection of materials for the sealing layers of the collation film and of the film used to wrap the individual packages. By selecting polyolefin materials with different monomeric chain lengths, films could be prepared that satisfied the required sealing compatibility and sealing incompatibility. The selection criteria given in claim 1 allowed the skilled person to identify materials which were likely to work in a straightforward manner. As explained in the expert opinion D45, screening tests followed by optimisation experiments could be carried out to identify suitable materials, using established methods. Furthermore, many polymeric materials were commercially available. Since their composition and properties were usually known, the skilled person could identify those most suitable for the invention. The patent in suit and D24 described many films according to the invention having the claimed sealing properties. It was true that some did not achieve the desired effect, and that the results were affected by some variability. However, variability and occasional failures were to be expected in the field and could be addressed by applying standard statistical approaches. The auxiliary requests contained additional limitations defining more specifically the composition of the films. This made the selection of suitable materials even easier. The deletion of certain parameters in claim 1 of the fourth auxiliary request addressed the objections of added subject-matter and decreased the burden imposed on the skilled person carrying out the invention.
XIV. The respondent's arguments, where relevant to the decision, may be summarised as follows.
None of the appellant's requests were admissible. The main request and the first auxiliary request were filed during the oral proceedings before the opposition division. The opposition division's decision to admit them into the proceedings at such a late stage was wrong and had to be reversed. The second and the third auxiliary request should have been filed earlier, namely during the opposition proceedings. The fourth auxiliary request was filed at a very late stage of the appeal proceedings. The removal of parameters characterising the claims of the previously filed requests created a new scenario with regard to the objections of lack of clarity and sufficiency. D45 and D46 should have been filed during the opposition proceedings.
Claim 1 of all requests defined combinations of parameters and materials which were not disclosed in the application and in the parent application as filed.
The patent did not disclose the claimed invention in a manner sufficiently clear and complete for it to be carried out by the skilled person. The claims were formulated by referring to the result to be achieved, namely achieving certain compatibility and incompatibility requirements. The chemical structure of the materials used to prepare the films was defined very broadly. The only structural requirement was that the materials comprised at least one polyolefin component having a monomeric chain length of 2 to 4. Sealing incompatibility had to be achieved by using components with different monomeric chain lengths. This criterion was insufficient for selecting materials having the desired properties. The sealability of a polyolefinic material did not only depend on the chain length of its monomeric units, but also on other factors, such as whether the material was a homopolymer or a copolymer, the degree of ramification and the amounts of the individual components. The patent showed that the sealing strength of the tested films changed significantly and unexpectedly depending on the presence or absence of additives and on whether the films were subjected to other treatments. A large variability in the results was observed. The patent and D46 showed that films fulfilling the claimed structural requirements did not achieve the desired sealability requirements. Furthermore, the composition of the tested films was not adequately described. To find out suitable materials the skilled person had to carry out a research project, relying solely on trial and error. This represented an undue burden. As far as the auxiliary requests were concerned, the limitations did not make the task of carrying out the invention any easier. The views and statements of the expert in D45 did not correspond to those of a skilled person at the filing date, and had to be disregarded.
Reasons for the Decision
Main request
1. Admission
1.1 The main request was filed with the statement setting out the grounds of appeal and corresponds to the main request filed during the oral proceedings before the opposition division. The minutes of those oral proceedings and the appealed decision indicate that the issue of admissibility of the main request was discussed. The opposition division considered that this request represented an attempt to overcome the opponents' objections and decided to admit it into the opposition proceedings.
1.2 It is not the function of the board to review all the facts and circumstances of the case as if it had been in the place of the opposition division, and to decide whether or not it would have exercised discretion in the same way. The board sees no compelling reasons to overrule the way in which the opposition division exercised its discretion, for example on grounds that it had applied the wrong principles, or that it had exercised its discretion in an unreasonable way. It is also apparent that the parties were in a position to discuss the issue of sufficiency of disclosure and that the opposition division considered that it could decide on the case. The main request can therefore not be considered inadmissible (Article 12(4) RPBA).
2. Admission of documents D45 and D46
2.1 D45 and D46 were filed by the appellant with the statement setting out the grounds of appeal. D45 is an expert opinion addressing different issues regarding sufficiency of disclosure as discussed in the appealed decision. In its statement setting out the grounds of appeal, the appellant relied on this document to substantiate its argument that the appealed decision had to be set aside. Thus, D45 is considered to be a direct response to the opposition division's decision.
2.2 D46 is the statement setting out the grounds of appeal filed in the parent case (T 52/15; European patent No. EP 2 139 678). Since the issues relating to sufficiency of disclosure discussed in that statement are also relevant to the present case, the board saw no compelling reason not to admit D46 into the proceedings.
2.3 For these reasons, and taking into account that they were both filed at the earliest possible stage of the appeal proceedings, D45 and D46 cannot be considered inadmissible (Article 12(4) RPBA).
3. Sufficiency of disclosure
3.1 The claimed invention relates to a method for forming a naked collation package. Naked collation is an effective way of reducing packaging costs and materials. According to the method a number of packaged articles (cigarette packs, for example), which are individually wrapped with a first film, are grouped together and packaged as a larger bundle using a second overwrap film, the "naked collation film". In the last steps of the method the overlapping edges of the naked collation film are heat sealed.
3.2 The opposed patent teaches that the manufacture of a naked collation package is not an easy task. When a naked collation film used to wrap the bundle of individual packages is heat sealed, there is a risk that the naked collation film will not only seal to itself but also to the film used to wrap each individual package. Particularly when the individual packages are wrapped in polypropylene film (as in the cigarette industry), this problem has been addressed previously by providing the polypropylene overwrap with an acrylic coating, which seals well with itself but not with the polypropylene wrapping of the individual packages (paragraph [0017]). The object of the claimed invention is the provision of a method for manufacturing a naked collation package which prevents this problem and avoids the use of an expensive polyacrylate coating (paragraph [0018]).
3.3 The naked collation film used in the method of claim 1 comprises a polyolefinic core layer C, a polyolefinic inner sealing layer A on the inner surface of the naked collation film and a polyolefinic outer sealing layer B on the outer surface of the naked collation film. In the sealing condition (comprising a temperature above100°C, pressure and a dwell time) the naked collation film must have A to B, A to A and/or B to B sealing compatibility with itself. Furthermore, claim 1 requires that the polyolefinic material of the outer sealing layer B is selected for sealing compatibility in the sealing condition with layers B and A, but the polyolefinic material of the inner sealing layer A is selected for sealing incompatibility in the sealing condition with the polyolefinic material of the individually wrapped packages.
3.4 Claim 1 requires that the sealing incompatibility is achieved by providing in at least an inner sealing layer of the naked collation film at least one polyolefinic material derived from a monomer of different chain length from a monomer from which at least one polyolefinic material in the filmic material of the wrapped individual packages is derived. More specifically, claim 1 requires that:
- "the external surface of the filmic polyolefinic material of the individually wrapped packages comprises at least one polyolefinic component derived from a monomeric olefin having a carbon chain length x", and
- "the polyolefinic material of the inner sealing layer A comprises at least one polyolefinic component derived from a monomeric olefin having carbon chain length y, y being different from x, wherein both x and y are from 2 to 4".
3.5 In addition, claim 1 specifies that the material of the inner and/or outer sealing layer (i.e. layer A and B of the naked collation film) comprises at least one polyolefinic component having a low heat seal threshold, so that the sealing layer comprising the polyolefinic component with the low heat seal threshold will seal to itself and/or to the other sealing layer of the naked collation film at a temperature of less than 130°C when subjected to a sealing condition of 5 psi and 0.2 s dwell time.
3.6 According to the appellant the terms "sealing compatibility" and "sealing incompatibility" were readily understood by the skilled person. The invention aimed at providing a naked collation package in which the collation film could seal to itself without sealing to the unit wrap of the individual packages within it. This concept was easily understood by the skilled person and they would realise that the relative seal strengths were important. If, for example, there was a low sealing strength between the layers of the collation film, there had to be an even lower sealing strength between the collation film and the unit wraps of the individual packages. Furthermore, the level of acceptable heat sealing strength did not comprise a universal value for all packaging situations, but rather must be defined for each packaging application. The naked collation film had to be "fit for use" in the intended packaging application. For example, a skilled person would understand that for practical purposes a certain seal strength would be necessary to form a functioning heat seal on the package in most end use applications (statement of grounds of appeal, points 16 and 21 and D45, points 11 and 17 to 21). This concept was reflected in claim 1 requiring that the seal strength of each of the sealing layers of the naked collation film to itself and/or to the other layer of that film should be at least 50/25 mm higher than that between those sealing layers and the polyolefinic film material of the unit wraps.
3.7 The inventive idea was to use polyolefin materials obtained from olefinic monomers having different chain lengths. Choosing films comprising at least one polyolefin component derived from a monomer satisfying the specified chain length requirements, the skilled person would have been able to select in a straightforward manner materials that were likely to work. After selecting these materials, they would have had to conduct experimental tests to ascertain whether the selected films had the required relative seal strengths (statement of grounds of appeal, points 37, 40 and 41 and D45 points 31 to 34). Heat seal tests were suitable for this purpose. Performing such tests did not amount to an undue burden, because heat seal profiles were "the bread and butter measurement of the skilled person working in the field" (statement of grounds of appeal, points 31 and 42 and D45, point 24).
3.8 As pointed out by the respondents, the only structural features characterising the materials defined in claim 1 are that the materials are polyolefins and that they comprise at least one polyolefinic "component" derived from a monomeric olefin having the specified carbon chain length. Neither the molecular weight, the linearity, the possible degree of cross-linking or the relative amount of this "component" in the polyolefin are specified. The other features in claim 1 relating to the films are functional features defining properties, such as heat seal threshold, compatibility and incompatibility, in terms of a result to be achieved.
3.9 Thus, the controversial question in the present case is whether, in light of the very broad scope of claim 1, the skilled person is given sufficient guidance for performing the invention in the whole range claimed without undue burden.
As mentioned above, according to the appellant, by fulfilling the structural requirements of claim 1, the skilled person would in a "straightforward manner" provide materials which are "likely to work".
3.10 The board does not share this view. The polymer properties which influence the heat sealing ability of a material, such as the melting temperature, vary remarkably within polymers made from the same monomeric unit. For example, ethylene polymers with a different macromolecular structure in terms of linearity, ramification, molecular weight, have significantly different melting temperatures, density and tensile strength (D47, page 3, table). Furthermore, the melting and the glass transition temperature of polymer blends vary significantly depending on the respective content of the individual components present (D47, page 2, figure 1). This is worth mentioning particularly in connection with materials, such as those claimed, where the component allegedly modulating the sealing properties of the sealing layer is present as "at least one polyolefinic component".
3.11 Furthermore, the patent in suit shows that the sealing properties of the tested films vary considerably, depending on factors unrelated to the nature and the amount of polyolefinic component used for modulating sealability. Paragraph [0037] foresees that the sealing layers can contain other additives, besides the at least one polyolefin component, for different purposes. However, as shown in the patent, these additives considerably influence the seal strength. Films made of the same polyolefinic component and differing only by the presence of an additive like silica and silicone gum have completely different sealing properties: compare example 5 with example 7 and example 6 with example 8 in tables 1 and 4.
3.12 Furthermore, the patent teaches that treatments such as corona discharge can also influence the sealability of the polyolefin layers (paragraph [0029]). This is confirmed by the data shown in Table 4. What's more, the effect of this treatment is unpredictable: depending on the film composition it increases or decreases the seal strength: compare examples 1 and 2 and examples 5 and 6 in table 4.
3.13 Significant fluctuations in the seal strength are also observed when some of the tests are repeated: compare the results on pages 9 and 10 relating to the films of example 2, and those on pages 10 and 12 relating to example 7. The seal strength does not always correlate with the sealing temperature either: compare the results on pages 9, 10 relating to the films of example 2 and those on page 11 relating to example 7.
3.14 The appellant admitted that different factors could influence the seal strength and induce variability in the results. However, in its view, the skilled person found sufficient information in the patent for selecting materials suitable for carrying out the invention. Variability had to be accepted in the field and could be addressed by repeating the tests and using statistical approaches. The majority of tested films provided the required seal strength. The examples provided guidance for selecting materials for the preparation of the naked collation packages according to the invention.
3.15 The board does not agree with this view. It is not disputed that the patent describes numerous tests showing positive results. However, the materials of the films used for carrying out the tests are not described in a way that allows the skilled person to identify the components providing the sealing compatibility or incompatibility properties.
3.16 In the examples of the patent, a three layer polymeric tube (i.e. the naked collation film) was formed by coextruding a core layer with a layer of a random polyethylene/polypropylene/polybutylene terpolymer on both sides of the core layer (i.e. the sealing layers). Prior to coextrusion, the skin layer materials for the inner and outer layers were blended with further "functional materials intended in accordance with the invention to provide selective sealability properties of the film" (paragraph [0044]). Neither the amount nor the molecular weight nor the degree of ramification of the components making up the terpolymer are given. Furthermore, the terpolymer contains all possible "components" defined in claim 1, namely polyolefins obtained from olefins where the carbon chain length is respectively y=2 (ethylene), y=3 (propylene) and y=4 (butylene).
3.17 The composition of the films used for the unit wrap film is not described either. The tested films are said to be commercially available products: "GLS20", "GLT20" and "XLT20". However, their composition is not indicated. Documents allegedly describing their composition were filed during the opposition proceedings. Yet, as noted by the respondents, there is no evidence that the information contained in these documents was available to the skilled person at the relevant date and that the material specifications described therein correspond to those of the films used for the tests.
3.18 In the absence of adequate information on the composition of the tested materials, it is immaterial that numerous film combinations having the claimed sealing properties are exemplified in the patent. Without said information, it is impossible to ascertain which, if any, of the "at least one polyolefinic component derived from a monomeric olefin having carbon chain length x", or respectively y, confers compatibility and/or incompatibility properties to the tested films.
In this context, the board also notes that some of the exemplified films which fulfil the structural criteria given in claim 1 do not achieve the required sealability requirements: see example 5 in table 4 on page 8, in table 5 on pages 9, 11 and 12; example 2 in table 5 on page 11; example 6 in table 5 on page 12. Even more importantly, the patent does not mention why some of the materials fulfilling the structural criteria given in claim 1 do have the desired sealability properties, whereas others do not.
Thus, it appears that a person trying to repeat the invention is left to a trial and error approach.
3.19 Analogous considerations apply to the tests reported in D24, a document filed by opponent 2. The appellant referred to table 7, which describes a number of film combinations having the desired properties. In its opinion, D24 showed that the skilled person could carry out the claimed invention by following the instructions given in the patent. However, the appellant conceded that some of the materials tested in D24 did not provide the required sealability (examples 4, 8 and 10). It also admitted that it was known that polypropylene, a polyolefin derived from an olefin having a carbon chain of 3, was not suitable for preparing sealing layers. This was also apparent from the tests in D46. However, the appellant did not explain why polypropylene, provided in claim 1 as a "component" of the sealing layers, was unsuitable. For these reasons, D24 does not make it possible to conclude that at the filing date the invention could be carried out over the entire claimed scope without undue burden.
3.20 The appellant argued that paragraph [0024] of the patent in suit provided additional guidance for selecting materials having the required compatibility and incompatibility requirements. This paragraph teaches, in a first sentence that "One way in which such sealing incompatibility can be provided is by providing in at least the inner sealing layer of the naked collation film at least one polyolefinic material derived from a monomer of different chain length from a monomer from which at least one polyolefinic material in the filmic material of the wrapped individual packages is derived". It also teaches, in a second sentence, that "Another suitable way of achieving such sealing compatibility is to select the material of at least the inner sealing layer (and/or the outer sealing layer) to have a low seal threshold, at which the sealing layer will be sealingly compatible with itself at the sealing condition and/or with the other sealing layer of the naked collation film, but will be sealingly incompatible under that condition with the polyolefinic filmic material of the wrapped individual packages. In this case the naked collation film is designed to have a very low seal initiation characteristic because it is formed from at least one polymer having a low heat seal threshold. Sealing at a low temperature prevents the naked collation film from sticking to the unit wraps".
3.21 However, these two sentences repeat merely the instructions which are already given in claim 1. Furthermore, the idea presented in the second sentence of selecting materials having low seal threshold could, at most, assist with preparing films which seal with each other. As far as incompatibility is concerned, this sentence merely reiterates the effect that the claimed invention intends to achieve. Thus, paragraph [0024] does not provide any additional instruction, beyond the teaching of claim 1, for carrying out the invention.
3.22 Referring to D45, the appellant argued that for selecting suitable polyolefinic materials the skilled person would have considered using commercially available materials. The composition of these materials was usually described generically or could be identified by reverse engineering and analytical techniques. Some properties which influenced their heat sealing behaviour, such as melting temperature, were also usually known or could be easily determined. These would have guided the skilled person in their search for suitable materials. By conducting screening experiments, followed by further optimization tests, the skilled person could have prepared films according to the invention. The amount of the relevant "at least one component" in the film was also not relevant. This amount certainly influenced the sealing strength. Nevertheless, by testing, the skilled person could adjust the amount in order to achieve the required sealing properties. This did not amount to an undue burden (statement of grounds of appeal, points 12-13 and 36 and D45, points 25-35).
3.23 The board does not endorse this view either. As noted by the respondents, D45 was prepared by a highly qualified person engaged by the patentee, who expressed opinions and views eight years after the date of filing of the opposed patent. In the absence of adequate evidence of common general knowledge at the filing date, the opinions and views expressed in D45 can thus not be considered to be those of the skilled person working in the field at the relevant date. As a consequence, it cannot be assumed that at the filing date the skilled person would have selected materials using criteria or relying on material properties which are not mentioned in the patent. Furthermore, the claims are not limited to the use of commercially available materials, but encompass the use of any combination of films which can be manufactured using materials comprising "at least one component" satisfying the structural criteria specified in the claims. These materials have to be prepared and films comprising them have to be manufactured, in order for the tests to be carried out.
3.24 For these reasons, taking into account all of the above considerations (points 3.10-3.23) the board concludes that, by applying the selection criteria outlined in the patent a skilled person would not have been able to "select in straightforward manner", materials which were "likely to work". All the evidence on file indicates that a skilled person would not have been in a position to make reasonable predictions as to whether layers prepared by relying on those criteria also satisfy the required compatibility and incompatibility features. In order to carry out the invention over the entire scope of the claims, the skilled person would have to undertake a major and time-consuming research project. This would involve the preparation of combinations of film materials, fulfilling the structural requirements given in claim 1 and their testing, to identify those suitable for the invention. In this process, the skilled person would have to rely solely on trial and error. The board considers that this constitutes an undue burden. Therefore, the invention defined in claim 1 of the main request is insufficiently disclosed (Article 100b EPC).
First auxiliary request
4. Admission
4.1 The first auxiliary request was filed with the statement of grounds of appeal and corresponds to the first auxiliary request filed during the oral proceedings before the opposition division. The minutes of the oral proceedings and the appealed decision indicate that, after discussing the issue of admissibility with the parties, the opposition division considered that this request was intended, like the main request, to overcome the opponents' objections. It then decided to admit this request into the opposition proceedings.
4.2 As with the main request, the board sees no compelling reasons to overrule the way in which the opposition division exercised its discretion. The first auxiliary request can thus not be considered inadmissible (Article 12(4) RPBA).
5. Sufficiency of disclosure
5.1 Compared with claim 1 of the main request, claim 1 of the first auxiliary request contains three additional paragraphs defining the at least one polyolefinic component present in the sealing layers A and B of the naked collation package, based on the at least one polyolefinic component present in the film used to wrap the individual packages (for exact wording see points V and VI above).
The board concurs with the respondents that, despite the restriction to certain combinations of components, the amendments do not cause any significant reduction in the burden put on the skilled person trying to carry out the invention. In particular, the composition and structure of the polyolefin materials comprising at least one of those components remains unspecified, because polymer blends are still provided. The sources of variability and unexpected results discussed when dealing with the main request are also not removed by the amendments.
5.2 Accordingly, for the same reasons already discussed when examining the main request, the invention defined in claim 1 of the first auxiliary request is insufficiently disclosed (Article 100b EPC).
Second and third auxiliary requests
6. Admission
6.1 The second and the third auxiliary requests were filed together with the statement setting out the grounds of appeal. Compared to claim 1 of the first auxiliary request, certain combinations of materials used for preparing the layers of the claimed naked collation package have been ruled out in each claim 1 by replacing the first mentioned "and/or" with an "and" in new paragraph c. (claim 1 of the second auxiliary request) or in both new paragraphs b. and c., respectively (claim 1 of the third auxiliary request). These amendments can be considered as a reaction to the negative finding of the opposition division that the claimed invention is not sufficiently disclosed. Furthermore, they are not complex and do not cause any substantive changes in the subject-matter to be examined.
6.2 For these reasons, and considering that they were filed at the earliest possible stage of the appeal proceedings, these requests cannot be considered inadmissible (Article 12(4) RPBA).
7. Sufficiency of disclosure
7.1 Despite the aforementioned limitations, the composition and structure of the polyolefin materials defined in the second and in the third auxiliary requests remain unspecified, because polymer blends are still provided by claim 1. The sources of variability and unexpected results are also not removed by the amendments.
7.2 Accordingly, for the same reasons already discussed when examining the main and the first auxiliary request, the invention defined in claim 1 of the second and third auxiliary requests is insufficiently disclosed (Article 100b EPC).
Fourth auxiliary request
8. Admission
8.1 The fourth auxiliary request was filed on 10 June 2019, after the summons to oral proceedings before the board. It differs from the first auxiliary request in that the parameters used to define a low heat seal threshold (seal temperature, pressure and dwell time) and the difference in seal strength between the films have been deleted. While admittedly late, this request was filed three months before the hearing, a time-period which the board considers sufficient for the other parties to understand the amendments made and their impact on the proceedings. The amendments address both the objections of lack of sufficiency of disclosure and of added subject-matter raised during the proceedings. The request can be considered an admittedly late-filed response to the respondents' objections raised in their replies to the statement setting out the grounds of appeal. Therefore, the fact that this request also takes into account the outcome of the decision T 52/15, concerning the parent case, cannot be held against the appellant.
8.2 Taking into account the particular circumstances of the case, the board considers that the fourth auxiliary request is to be admitted into the appeal proceedings (Article 13(1) RPBA).
9. Sufficiency of disclosure
9.1 According to the appellant, the deletion of the numerical value (50g/25mm) defining the difference in seal strength between the films of the naked collation package reduced the burden put on the skilled person trying to carry out the invention. The board does not share this view. As already discussed above (point 3.6), for the invention the relative strength of the seals between the films of the naked collation package is important. The seal between the layers of the collation film has to be sufficiently strong to be "fit for use" in the intended packaging application, and that between the film of the unit wraps and the collation film sufficiently weak so that they do not stick together. Thus, even if the aforementioned value is deleted, a substantial difference in seal strength has to be achieved to implement the invention. Replacing a fixed value with an open, functionally defined requirement, does not diminish the burden put on the skilled person. When looking for material combinations that fulfil that functional requirement, the skilled person would have encountered the same technical difficulties already discussed when dealing with the previous requests.
9.2 Accordingly, for the same reasons already given in respect to the previous requests, the invention defined in claim 1 of the fourth auxiliary request is insufficiently disclosed (Article 100b EPC).
Order
For these reasons it is decided that:
The appeal is dismissed.